周
一投资界的一些大亨披露了他们的持股情况，其中有些情况让人有点意外。管理资产规模超过1亿美元资产的许多投资者每个季度都须披露包括股票在内的某些类型证券的持有情况，披露时间是在当季结束后的45天内。
多数对冲基金经理和其他投资者直到最后一刻才向美国证券交易委员会（SEC）呈送文件，披露截至9月30日的季度证券持有情况。
这些所谓的13-F披露让公众了解了沃伦•巴菲特（Warren Buffett）、乔治•索罗斯（George Soros）和约翰•保尔森（John Paulson）等主要基金经理最新的投资组合情况。这些情况对于普通投资大众来说犹如风向标，让他们知道某一领域或大型公司受到密切关注的数据已经改变了路线。
约翰•保尔森
对冲基金经理约翰•保尔森对美国金融服务业股票持有量下降，本次报告不再持有高盛集团（Goldman Sachs Group Inc.）股票，并减持了花旗集团（Citigroup Inc.）、 美国银行（Bank of America Corp.）和摩根大通（J.P. Morgan Chase & Co.）等金融企业的股票。
保尔森在他呈送给美国证券交易委员会的最新报告中，没有提及此前报告的110万股高盛股票。该报告显示，他持有的花旗集团股票从5.07亿股降至4.24亿股，美国银行股票从1.68亿股降至1.38亿股，摩根大通股票从2,570万股降至2,370万股。保尔森的公司名为Paulson & Co.。
－－ Brendan Conway
沃伦•巴菲特
Warren Buffett
伯克希尔•哈撒韦公司出售了家得宝（Home Depot Inc.）、 CarMax Inc.、Iron Mountain Inc.、 NRG Energy Inc.和垃圾搬运公司Republic Services Inc.的所有股票。
伯克希尔•哈撒韦公司还减持了Comcast Corp.、Ingersoll-Rand PLC、 Nalco Holding Co.、耐克（Nike Inc.）和Fiserv Inc.的股票。几年来Comcast和耐克股票一直存在于伯克希尔•哈撒韦公司的投资组合中，而Fiserv的头寸则是三个月前首次披露的。在第二季度末，除耐克以外，几乎所有公司的价值都不到2.50亿美元。
－－ Erik Holm
乔治•索罗斯
在第三季度，亿万富翁投资大师索罗斯的对冲基金增持了蓝筹股美国电话电报公司（AT&T Inc.）和孟山都公司（Monsanto）。
索罗斯曾说黄金是终极泡沫，他将对黄金交易所交易基金标普存托凭证黄金信托（SPDR Gold Trust）的直接持股减少了50.13万股，目前持有470万股。
索罗斯旗下对冲基金同时也披露，在第三季度末增持制药公司Dendreon Corp.180万股，价值7480万美元。
－－ Brett Philbin
大卫•艾因霍恩
由对冲基金经理艾因霍恩负责的Greenlight Capital Inc.在第三季度增持苹果公司（Apple Inc.）52.5万股，还增持了Broadridge Financial Solutions、Ingram Micro Inc.和半导体解决方案服务商Verigy Ltd的股票。
呈交文件显示，Greenlight同时增持的还有海上钻井公司Ensco PLC、抵押银行业务公司NVR Inc.、Symmetricom Inc.和再保险公司Transatlantic Holdings Inc.。
－－ Amy Or
卡尔•伊坎
亿万富翁投资者伊坎披露，他增持了玩具制造商美泰公司（Mattel Inc.）和建筑产品生产商Masco Corp.的股票。
伊坎以其激进立场和与董事会的交锋而闻名，他在递交的13-F文件中说，他增持美泰243万股，增持Masco 502万股，这两家公司都依赖于美国消费者的支出。
但同时他还披露，截至9月30日，他已不再持有快餐连锁店Wendy's/Arby's Group Inc.和雅虎公司（Yahoo Inc.）这两家更引人注目公司的股票。
－－ David Benoit
比尔•阿克曼
从监管文件上看，激进投资者阿克曼所在的Pershing Square Capital Management在第三季度不再持有百胜餐饮集团（Yum Brands Inc.）的股票。百胜旗下拥有肯德基（KFC）、必胜客（Pizza Hut）和Taco Bell。
在美国证券交易委员会的报告中，阿克曼还透露在第三季度减持了卡夫食品(Kraft Foods Inc.)和Target Corp.的股票。
阿克曼是一位经常持有大额股份的激进投资者。他在上个月公布持有J.C. Penney Co.的16.5%股份。
他还公布持有Fortune Brands Inc. 11%的股份，因为他认为该公司股票估值过低。
－－ Amy Or
（更新完成）
（本文版权归道琼斯公司所有，未经许可不得翻译或转载。）
Some of the investing world's top names disclosed their stockholdings on Monday, and there were a few surprises.
Four times a year, many investors who manage more than $100 million are required to disclose holdings in certain types of securities, including stocks, within 45 days of the end of a given quarter.
Most hedge-fund managers and others wait until the last possible moment to make these filings, and the disclosures to the Securities and Exchange Commission cover the quarter ending Sept. 30.
The so-called 13-F disclosures give the public a relatively fresh look inside the portfolios of major money managers such as Warren Buffett, George Soros and John Paulson. They are often the investing public's first notice that closely watched figures have reversed course on a given sector or major company.
John Paulson
Hedge-fund manager John Paulson drew down holdings in the U.S. financial-services industry, reporting no stake in Goldman Sachs Group Inc. and reduced stakes in firms including Citigroup Inc., Bank of America Corp. and J.P. Morgan Chase & Co.
Mr. Paulson, who runs Paulson & Co., gave no mention in his most recent Securities and Exchange Commission filing of the 1.1 million-share Goldman stake he previously reported. The filing shows that his Citigroup holdings fell to 424 million shares from 507 million, while Bank of America holdings dropped to 138 million from 168 million and J.P. Morgan Chase to 23.7 million from 25.7 million.
-- Brendan Conway
Warren Buffett
Warren Buffett's Berkshire Hathaway Inc. took a $52 million stake in Bank of New York Mellon Corp. in the third quarter, while reducing or eliminating positions in several other stocks.
Berkshire sold all shares of Home Depot Inc., CarMax Inc., Iron Mountain Inc., NRG Energy Inc. and trash-hauler Republic Services Inc.
Berkshire also reduced holdings of Comcast Corp., Ingersoll-Rand PLC, Nalco Holding Co., Nike Inc. and Fiserv Inc. Comcast and Nike had been in Berkshire's portfolio for several years, while Fiserv was a position Berkshire first disclosed just three months ago. All but Nike had been valued at less than $250 million at the end of the second quarter.
-- Erik Holm
George Soros
Billionaire investor George Soros's hedge fund bought more shares of blue chips AT&T Inc. and Monsanto Co. in the third quarter.
Mr. Soros, who has said that gold is the ultimate bubble, reduced his direct ownership stake in the SPDR Gold Trust, a gold-backed exchange-traded fund, by 501,300 shares to 4.7 million shares.
The fund also reported a new position in drug maker Dendreon Corp., disclosing it purchased 1.8 million shares valued at $74.8 million at the end of the third quarter.
-- Brett Philbin
David Einhorn
Greenlight Capital Inc., run by hedge-fund manager David Einhorn, in the third quarter bought 525,000 more shares in Apple Inc., and added stakes in Broadridge Financial Solutions, Ingram Micro Inc., and semiconductor solutions provider Verigy Ltd.
The filings showed Greenlight also boosted holdings in offshore drilling company Ensco PLC, home-building and mortgage-banking company NVR Inc., Symmetricom Inc. and reinsurer Transatlantic Holdings Inc.
-- Amy Or
Carl Icahn
Billionaire investor Carl Icahn reported he has taken new investments in toy maker Mattel Inc. and building-products maker Masco Corp.
Mr. Icahn, known for his activist stances and battles with boards, said in his 13-F filing that he built up a stake of 2.43 million shares in Mattel and 5.02 million shares in Masco, two bets that lean on the U.S. consumer spending money.
But at the same time, he reported no stakes as of Sept. 30 in two of his more high-profile holdings, fast-food chain Wendy's/Arby's Group Inc. and Yahoo Inc.
-- David Benoit
Bill Ackman
Activist investor Bill Ackman's Pershing Square Capital Management has exited restaurant-chain owner Yum Brands Inc. for the quarter ended Sept. 30, according to regulatory filings. Yum owns KFC, Pizza Hut and Taco Bell.
In the SEC filing, Mr. Ackman also disclosed reduced stakes in both Kraft Foods Inc. and Target Corp. in the third quarter.
Last month, Mr. Ackman, an activist investor who often takes large stakes, disclosed a 16.5% stake in J.C. Penney Co.
He has also disclosed an 11% stake in Fortune Brands Inc., as he felt shares are undervalued.
-- Amy Or
Four times a year, many investors who manage more than $100 million are required to disclose holdings in certain types of securities, including stocks, within 45 days of the end of a given quarter.
Most hedge-fund managers and others wait until the last possible moment to make these filings, and the disclosures to the Securities and Exchange Commission cover the quarter ending Sept. 30.
The so-called 13-F disclosures give the public a relatively fresh look inside the portfolios of major money managers such as Warren Buffett, George Soros and John Paulson. They are often the investing public's first notice that closely watched figures have reversed course on a given sector or major company.
John Paulson
Hedge-fund manager John Paulson drew down holdings in the U.S. financial-services industry, reporting no stake in Goldman Sachs Group Inc. and reduced stakes in firms including Citigroup Inc., Bank of America Corp. and J.P. Morgan Chase & Co.
Mr. Paulson, who runs Paulson & Co., gave no mention in his most recent Securities and Exchange Commission filing of the 1.1 million-share Goldman stake he previously reported. The filing shows that his Citigroup holdings fell to 424 million shares from 507 million, while Bank of America holdings dropped to 138 million from 168 million and J.P. Morgan Chase to 23.7 million from 25.7 million.
-- Brendan Conway
Warren Buffett
Warren Buffett's Berkshire Hathaway Inc. took a $52 million stake in Bank of New York Mellon Corp. in the third quarter, while reducing or eliminating positions in several other stocks.
Berkshire sold all shares of Home Depot Inc., CarMax Inc., Iron Mountain Inc., NRG Energy Inc. and trash-hauler Republic Services Inc.
Berkshire also reduced holdings of Comcast Corp., Ingersoll-Rand PLC, Nalco Holding Co., Nike Inc. and Fiserv Inc. Comcast and Nike had been in Berkshire's portfolio for several years, while Fiserv was a position Berkshire first disclosed just three months ago. All but Nike had been valued at less than $250 million at the end of the second quarter.
-- Erik Holm
George Soros
Billionaire investor George Soros's hedge fund bought more shares of blue chips AT&T Inc. and Monsanto Co. in the third quarter.
Mr. Soros, who has said that gold is the ultimate bubble, reduced his direct ownership stake in the SPDR Gold Trust, a gold-backed exchange-traded fund, by 501,300 shares to 4.7 million shares.
The fund also reported a new position in drug maker Dendreon Corp., disclosing it purchased 1.8 million shares valued at $74.8 million at the end of the third quarter.
-- Brett Philbin
David Einhorn
Greenlight Capital Inc., run by hedge-fund manager David Einhorn, in the third quarter bought 525,000 more shares in Apple Inc., and added stakes in Broadridge Financial Solutions, Ingram Micro Inc., and semiconductor solutions provider Verigy Ltd.
The filings showed Greenlight also boosted holdings in offshore drilling company Ensco PLC, home-building and mortgage-banking company NVR Inc., Symmetricom Inc. and reinsurer Transatlantic Holdings Inc.
-- Amy Or
Carl Icahn
Billionaire investor Carl Icahn reported he has taken new investments in toy maker Mattel Inc. and building-products maker Masco Corp.
Mr. Icahn, known for his activist stances and battles with boards, said in his 13-F filing that he built up a stake of 2.43 million shares in Mattel and 5.02 million shares in Masco, two bets that lean on the U.S. consumer spending money.
But at the same time, he reported no stakes as of Sept. 30 in two of his more high-profile holdings, fast-food chain Wendy's/Arby's Group Inc. and Yahoo Inc.
-- David Benoit
Bill Ackman
Activist investor Bill Ackman's Pershing Square Capital Management has exited restaurant-chain owner Yum Brands Inc. for the quarter ended Sept. 30, according to regulatory filings. Yum owns KFC, Pizza Hut and Taco Bell.
In the SEC filing, Mr. Ackman also disclosed reduced stakes in both Kraft Foods Inc. and Target Corp. in the third quarter.
Last month, Mr. Ackman, an activist investor who often takes large stakes, disclosed a 16.5% stake in J.C. Penney Co.
He has also disclosed an 11% stake in Fortune Brands Inc., as he felt shares are undervalued.
-- Amy Or
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